The SEC (Securities and Exchange Commission) has received a tip-off regarding a CAI fund selling shares and is urging a verification of the accuracy of Form 246-2.
The SEC (Securities and Exchange Commission) has responded to a tip regarding the sale of shares in the CAI fund and has assigned a team to conduct an in-depth investigation through report form 246-2.
On March 12, 2569, the Securities and Exchange Commission (SEC) provided information regarding the sale of shares in Capital Asia Investments, following news reports about the sale of shares in the Capital Asia Investments (CAI) fund and observations regarding the reporting of the acquisition or disposal of securities and the tender offer.
Mr. Anek Yooyuen, Deputy Secretary-General and Spokesperson of the Securities and Exchange Commission (SEC) , stated that regarding the reporting of acquisition or disposal of securities under Section 246 of the Securities Act, CAI has reported through the Report on Acquisition or Disposal of Securities of an Enterprise (Form 246-2) within the prescribed timeframe, and this information is disclosed on the SEC website.
However, the SEC will need to conduct a thorough investigation, along with reviewing the information received from tip-offs, to determine whether the reporting is complete and accurate. If the reporting is found to be inaccurate or incomplete, the SEC will promptly follow up to ensure the information is corrected and will strictly enforce relevant law.
The SEC (Securities and Exchange Commission of Thailand) adheres to the principles of equality, transparency, and due process of law, and maintains good governance practices at all levels, from the board to the office level. The SEC board cannot interfere with office-level processes, including law enforcement. During the law enforcement process, the SEC operates confidentially and does not disclose information until the process is complete, at which point it will be made public.
Related news:
- The SEC (Securities and Exchange Commission of Thailand) of Thailand is accelerating efforts to combat transnational money laundering after Singapore seized assets and arrested members of a CAI (Crime Assistance Investment) fund board.
- BCPG shares surged 25% as investor concerns eased after the CAI fund sold off its stake, reducing its holdings to 0.71% from 5.6% previously.
- Open a portfolio of CAI funds holding shares in 4 Thai listed companies, with a total value of 3,302 million baht.
- BCPG reveals there are no representatives from the CAI fund on its board.
- The Anti-Money Laundering Office (AMLO) is closely monitoring the CAI fund and is coordinating with the Securities and Exchange Commission of Thailand (SEC) and Singapore to request information and evidence.
