labels: SEC
SEC adjusts qualification criteria Companies requesting to offer "IPO shares" will be more clearly defined.
On February 2, 2566, the Office of the Securities and Exchange Commission (SEC) stated that the SEC issued an announcement to improve the criteria for allowing newly issued shares to be offered to the public (IPO) regarding Clearly define the company's qualifications regarding not being involved in illegal businesses. So that the criteria are in accordance with the spirit and the company can comply with the said criteria effectively.Deep dive into the Thai economy 2023 with Ruenwadee Suwanmongkol
SEC releases strategic plan for 66-68, setting 5 goals for capital market development Highlight the issue of sustainability as one of the flagship issues. in the strategic planSEC launches "SEC Fund Check", a mutual fund search and comparison tool.
On December 26, 2565, the Securities and Exchange Commission (SEC) launched a new web application “SEC Fund Check” to help you find mutual fund information yourself conveniently. It is a resource for collecting information about mutual funds with more than 2,500 funds, with unbiased and complete information on all investment management companies (asset management companies), suitable for investors and the general public.SEC warns businesses under supervision - listed companies Beware of being deceived into asking for information. Citing the name of a government agency
The Securities and Exchange Commission (SEC) warns business operators under its supervision. And registered companies should be careful not to believe in scammers who impersonate the names of government agencies and deceive and request information through online channels. which may cause loss of propertyKrungthai-AXA Life Insurance attended the 5th year-end Bangkok Financial Expo.
Ruenwadee Suwanmongkol (center), Secretary-General of the Securities and Exchange Commission (SEC), Santi Viriyarangsarit (5th from left), Chairman of the Financial Expo and Miss Phaknee Wiriyarangsarit (4th from left), co-chairman of the event Money Expo joins in opening the booth of PCL. Krungthai-AXA Life Insurance at the 5th Bangkok Year-End Money Expo Bangkok Year-End 2022 ...SEC prepares to adjust trading risk disclosure criteria "Forward Contract"
On December 16, 2565, the Securities and Exchange Commission (SEC) stated that the SEC is open to listening to opinions on principles and draft announcements regarding the disclosure of risk information regarding contract trading. futures trading In order to be more flexible in practice and consistent with the current service delivery model.SEC prepares to adjust criteria for contacting and providing customer service in complex-high-risk products Supports offering for sale IC Bonds
On December 13, 2565, the Office of the Securities and Exchange Commission (SEC) stated that the SEC is open to listening to opinions on principles and draft rules regarding contacting and providing customer service in products that have Complexity or high risk of securities business operators To support the offering of subordinated instruments to be counted as capital of insurance companies or Insurance Capital Bonds (IC Bonds) to investors who are not institutional investors. So that the service criteria are consistent. and suitable for investors' knowledge and understandingUS SEC issues new guidance Require companies to disclose risks related to digital currencies
The US Securities and Exchange Commission (SEC) issued new guidance on Thursday (Dec. 8) requiring companies to disclose risks to investors and exposure to the cryptocurrency market.SEC accuses 14 wrongdoers of DSI for manipulating EARTH shares and futures contracts based on EARTH shares.
On December 1, 2565, the SEC filed criminal charges against 14 individuals with the Department of Special Investigation (DSI) for manipulating the stock price of Energy Earth Public Company Limited (EARTH) and derivatives contracts. Reference EARTH stock priceSEC listens to comments on setting criteria The asset management company has information on provident fund members. To pay for retirement - end of picture
The SEC stated that it is open to listening to opinions on setting criteria for investment management companies (asset management companies) that manage provident funds to provide information on provident fund members and beneficiaries so that the securities companies E. Used to contact and verify identity.
































